SEC Proposes Consolidated Audit Trail System to Better Track Market Trades
The Securities and Exchange Commission today proposed a new rule that would require the self-regulatory organizations (SROs)…
Commentary
Bank Funding and Liquidity Management: New Report from the Committee on the Global Financial System
The Committee on the Global Financial System (CGFS) today released a report on Funding patterns and liquidity…
Reading Material on Management of Counterparty Credit Risk & Collateral
One of the top areas both buy-side and sell-side financial institutions are improving this year is the…
“And One More Thing” – Statement Commissioner Bart Chilton Before the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
The market events of May 6th were serious and significant, and I’m pleased that this Advisory Committee…
IOSCO Publishes Principles on Cross Border Supervisory Cooperation
The International Organization of Securities Commissions (IOSCO) has today published a set of Principles Regarding Cross-Border Supervisory…
Implementing FpML – Opportunities and Pitfalls
There may not be a ‘typical’ FpML implementation project but Christian Nentwich of Message Automation explains the…
Dodd: Wall Street Reform Passes
Senate Banking Committee chairman Chris Dodd (D-CT) tonight hailed Senate passage of the bill to bring accountability…
Dodd Hails Senate Passage of the Wall Street Reform Bill
Senate Banking Committee chairman Chris Dodd (D-CT) tonight hailed Senate passage of the bill to bring accountability…
Statement of Treasury Secretary Geithner on Senate Passage of the Restoring American Financial Stability Act of 2010
The U.S. Department of the Treasury today released the following statement from Treasury Secretary Tim Geithner on…
SEC to Discuss US Regulatory Reform at June London Conference
Commissioner Elisse Walter and five senior SEC officials will survey pending US regulatory reforms and key SEC…