Thomas A. Bayer Named SEC Chief Information Officer
The Securities and Exchange Commission today announced that Thomas A. Bayer has been appointed as the SEC’s…
Commentary
CFTC to Hold Open Meeting on Third Series of Proposed Rules under the Dodd-Frank Act
CFTC also to Consider One Non Dodd-Frank Proposed Rule The Commodity Futures Trading Commission (CFTC) will hold…
Central Clearing OTC Derivatives: Deliberation Continues & Questions Remain
Central clearing will be a permanent fixture in the fabric of the OTC derivatives industry but industry…
Report to the G20 on Response to the Financial Crisis Released by the Basel Committee
The Basel Committee on Banking Supervision met today in Seoul, South Korea, to work towards finalising its…
Upcoming Central Clearing for OTC Derivatives Webinar; Nov 16th
Register for this Complimentary Webinar November 16, 2010 Central Clearing OTC Derivatives in a New Regulatory Environment:…
CFTC/SEC Staffs to Host Joint Public Roundtable to Discuss Issues Related to the Clearing of Credit Default Swaps
The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) staffs will hold a…
IOSCO forms Task Force on OTC Derivatives Regulation
The Technical Committee of the International Organization of Securities Commissions (IOSCO) has formed a Task Force on…
The Buy Side Gets Proactive: Improving Portfolio Reconciliation of Collateralized OTC Derivatives
Portfolio reconciliation is a central aspect of collateral management. DerivSource’s Julia Schieffer investigates how buy-side firms are improving…
SEC Proposes Rules to Mitigate Conflicts of Interest Involving Security-Based Swaps
The Securities and Exchange Commission today proposed rules intended to mitigate conflicts of interest for security-based swap…
Global OTC Derivative Reform Rules: A Glimpse of What’s to Come
Reval’s ceo and co-founder Jiro Okochi shares insight on how regulatory reform is progressing based on his participation…