Opening Statement, Meeting of the: Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
Good morning. I am pleased to join Chairman Schapiro in welcoming the members of the Joint CFTC-SEC…
Commentary
CFTC Requests Public Comment on Application Submitted by New York Portfolio Clearing, LLC for Registration as a Derivatives Clearing Organization
The Commodity Futures Trading Commission (CFTC) is asking for public comment on an application submitted by New…
SEC Proposes New Whistleblower Program Under Dodd-Frank Act
The Securities and Exchange Commission today voted unanimously to propose a whistleblower program to reward individuals who…
Joint Statement by CFTC Chairman Gary Gensler and European Commissioner Michel Barnier on Financial Oversight
United States Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler and European Commissioner Michel Barnier met today…
SEC Proposes New Rule to Prevent Fraud in Connection with Security-Based Swaps
The Securities and Exchange Commission today voted unanimously to propose a new rule to help prevent fraud,…
Chairman Gary Gensler Announces the Appointment of David Meister as Director of Enforcement
Commodity Futures Trading Commission (CFTC) chairman Gary Gensler today announced the appointment of David Meister as director…
Hedge Funds: Risk Reporting to Meet Demands of Regulators and Investors
Investors require in-depth risk reporting and lower fees whilst regulators are soon to introduce their own set…
Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler
Statements for the record on each rule:Anti-Manipulation Rulemaking I support the proposed rulemaking to enhance the Commission’s…
IOSCO Proposes Regulatory Oversight Principles for Dark Liquidity
The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a consultation report, Issues…
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Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler
Statements for the record on each rule: Whistleblowers I support the proposed rulemaking to establish a program…