CFTC to Hold Open Meeting on Sixth Series of Proposed Rules under the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Wednesday, December 1, 2010, at…
Commentary
Securities Lending: A Business Opportunity in Collateral Management
Investment managers can transform collateral management into a profit centre by generating returns on collateral through securities…
SEC Proposes Rules on Security-Based Swap Reporting
The Securities and Exchange Commission today voted unanimously to propose new rules entailing how security-based swap transactions…
CFTC Requests Public Comment on an Application by ICE Trust U.S. LLC for Registration as a Derivatives Clearing Organization
The Commodity Futures Trading Commission (CFTC) is seeking public comment on an application by ICE Trust U.S….
SEC and CESR Members Announce Efforts to Continue Close Cooperation as National Securities Regulators Implement New Regulatory Reform Initiatives
The Securities and Exchange Commission and the Committee of European Securities Regulators (CESR) today convened a high-level…
SEC and UK FSA Hold Meeting of SEC-FSA Strategic Dialogue
Securities and Exchange Commission chairman Mary L. Schapiro today met separately in London with chairman Adair Turner of…
Financial Stability Board Reports to G20 Leaders on Global Financial Reforms
The Chairman of the Financial Stability Board (FSB) reported to the G20 Leaders today at the Seoul…
Parliament Ushers in New EU Rules for Hedge Funds and Private Equity
Economic and monetary affairs New EU-wide rules on the marketing of alternative investment funds overcame the final…
Joseph Brenner Named Chief Counsel in SEC Division of Enforcement
The Securities and Exchange Commission today announced that Joseph K. Brenner has been selected as Chief Counsel…
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Parliament Sees its Priorities Through on Hedge Funds Directive
Committee : Economic and Monetary Affairs European Parliament and Council negotiators on Tuesday overcame the final major…