CFTC and SEC Staffs to Host Public Roundtable Discussion on Dodd-Frank Implementation
The staffs of the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) today…
Commentary
CFTC Issues Notice of Proposed Rulemaking on Swap Data Recordkeeping and Reporting Requirements for Pre-Enactment and Transition Swaps
The Commodity Futures Trading Commission (“CFTC”) today announced that it has proposed rules establishing swap data recordkeeping…
Johnson Opening Statement on Derivatives Oversight Hearing
Today, Senate Banking Committee Chairman Tim Johnson (D-SD) held a hearing entitled “Building the New Derivatives Regulatory…
Publication of Joint Study on the Feasibility of Mandating Algorithmic Descriptions for Derivatives
Today, the Securities and Exchange Commission and Commodity Futures Trading Commission (collectively “Commissions”) delivered to Congress a…
CFTC to Hold Open Meeting on Thirteenth Series of Proposed Rules under the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, April 12, 2011, at…
Acquisitions, SEFs and ETFs: The Week in News (April 1st)
It has been a busy week in the derivatives industry with significant news this morning from NASDAQ OMX…
Financial Stability Board Publishes Information on National Implementation of G20 Recommendations
The Financial Stability Board (FSB) published today the national responses from its members to an FSB survey…
“SEF Showcase: Current Technology & Market Direction”
Opening Statement of Commissioner Scott D. O’Malia Introduction. Good morning and thank you for coming…
Testimony Before the U.S. House Committee on Agriculture, Washington, DC
Chairman Gary Gensler Good morning Chairman Lucas, Ranking Member Peterson and members of the Committee. I thank…
Subcommittee Continues Oversight of CFTC’s Rulemaking Process
Today, Rep. K. Michael Conaway (R-TX), chairman of the House Agriculture Committee’s Subcommittee on General Farm…