SEC Announces Steps to Address One-Year Effective Date of Title VII of Dodd-Frank Act
The Securities and Exchange Commission today said it is taking a series of actions in the coming…
Commentary
SEC-CFTC Staffs to Host Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions Under Dodd-Frank Act
The staffs of the Securities and Exchange Commission and the Commodity Futures Trading Commission (CFTC) today announced…
Basel III and the Impact on the Collateral Services Industry
In the first instalment of a two-part series, GCMS’ Saheed Awan explains the likely implications of Basel…
CFTC to Hold Open Meeting to Consider Effective Dates of Provisions in the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, June 14, 2011, at…
Agencies Extend Comment Period on Risk Retention Proposed Rulemaking
Six federal agencies have approved and will submit a Federal Register notice that extends the comment period…
Devil in the Detail: Derivatives Documentation in a New Market Environment
With the introduction of central clearing for OTC derivatives, financial institutions will have to manage new agreements,…
CFTC Staff to Host Public Roundtable to Discuss Swap Data Recordkeeping and Reporting Requirements
Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on June 8, 2011,…
CFTC Staff to Host Public Roundtable to Discuss Protection of Cleared Swaps Customer Collateral
Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on June 3, 2011,…
Clampdown on Derivatives Trading Economic and Monetary Affairs
New EU legislation designed to regulate the trade in derivatives – widely believed to have contributed to…
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SEC Proposes Exemptions From Registration Requirements for Security-Based Swaps Issued by Certain Clearing Agencies
The Securities and Exchange Commission today proposed rules that would provide certain clearing agencies with exemptions from…