Also Issues a Proposed Rule to Harmonize Compliance Obligations for Registered Investment Companies Required to Register as…
US financial reform legislation transforms the swap market from an unregulated to a highly regulated market. Davis…
The Commodity Futures Trading Commission and the Securities and Exchange Commission delivered to Congress a report on…
Prof Craig Pirrong offers his take on the biggest concerns for cost and collateral management in 2012…
ESMA publishes today a consultation paper (ESMA/2012/44) setting out future guidelines on UCITS Exchange-Traded Funds (UCITS ETFs)…
CFTC did not find any material breaches of customer funds protection requirements during the spot check The…
Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on January 30, 2012,…
Natalie Westerbarkey, Director, Client Executive at Citigroup Securities and Fund Services discusses how through understanding the new…
The Securities and Exchange Commission today announced that David Grim has been appointed Deputy Director of its…
EP-Council Deal on Rules for a Safe and Transparent Derivatives Market
ECON Economic and monetary affairs After long negotiations a compromise deal on new EU legislation to regulate…