CFTC Approves Notice of Proposed Rulemaking to Enhance its Identification of Futures and Swap Market Participants
The Commodity Futures Trading Commission (CFTC or Commission) has approved for publication in the Federal Register proposed…
Commentary
SEC Adopts New Procedures for Reviewing Clearing Submissions Under Dodd-Frank Act
The Securities and Exchange Commission has adopted rules that establish procedures for its review of certain clearing…
Edward Boyle Joins OptionsCity Software Board of Advisors
Prominent executive to bring extensive financial industry knowledge and global business development skills to OptionsCity Software OptionsCity…
Clearing Certainty: Push, Ping or Hub Model?
Clearing certainty is a concern for many market participants as the industry moves towards central clearing. Lynn…
Final Rules on Banks’ Disclosure of the Composition of their Capital issued by the Basel Committee
The Basel Committee on Banking Supervision today issued its final rules on the information banks must disclose…
Fidessa Examines the Forces Reshaping Derivatives Markets
New white paper explores effects of impending regulation on market structure and the implications for firms’ business…
CFTC Approves Notice of Proposed Rulemaking Prohibiting the Aggregation of Orders to Satisfy Minimum Block Sizes or Cap Size Requirements
Proposed Rulemaking also Establishes Eligibility Requirements for Parties to Block Trades The Commodity Futures Trading Commission (CFTC)…
ESMA Proposes Rules on Derivatives, Central Counterparties and Trade Repositories
The European Securities and Markets Authority (ESMA) has launched a consultation on its technical standards under the…
October Deadline Approaching: Creating CASS Packs to Comply with New Recovery & Resolution Planning Rules
In a Twitterview which took place June 19th, DerivSource’s Julia Schieffer quizzed Michael Beaton, managing partner at…
CFTC Approves Proposed Interpretive Guidance on Cross-Border Application of the Swaps Provisions of the Dodd-Frank Act
The Commodity Futures Trading Commission (Commission) today approved for public comment proposed interpretive guidance regarding the cross-border…