OTC Documentation: Challenges & Solutions For Regulatory Compliance & Operational Efficiency
Kevin Thorogood, Global Head of Capital Markets at Thunderhead.com talks to DerivSource about the challenges firms face…
Commentary
CFTC’s Division of Market Oversight Provides Swap Dealers With Swap Data Reporting Relief With Respect To Equity Swaps, Foreign Exchange Swaps and Other Commodity Swaps, Due to Effects of Hurricane Sandy
In order to account for certain disruptions to the testing of swap data reporting systems caused by…
Joint Press Statement of Leaders on Operating Principles and Areas of Exploration in the Regulation of the Cross-border OTC Derivatives Market
Leaders of authorities with responsibility for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil,…
Factors to Consider When Selecting A Clearing Broker
The drive towards implementation of new regulatory structures in the over-the-counter (OTC) derivatives markets has gathered pace…
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Amended No-Action Letter on the Pay-to-Play Rules for Swap Dealers Conducting Business with Certain Governmental Special Entities
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued an…
Catalyst Issues Client Guidance on CRD IV
Clients urged to assess long term trading strategies – or risk being forced into a decision by…
Fidessa Explores Intelligent Scale in Latest White Paper
‘Walk the Line’ looks at the response of large-scale brokers to today’s market challenges Fidessa group plc…
CFTC Issues Clearing Determination for Certain Credit Default Swaps and Interest Rate Swaps
Commission Requires First Swaps to be Cleared The Commodity Futures Trading Commission today issued new rules to…
CFTC’s Division of Clearing and Risk Issues Time-Limited No-Action Relief from Required Clearing for Swaps entered into by Certain Cooperatives
The Commodity Futures Trading Commission’s Division of Clearing and Risk (DCR) today announced the issuance of a…
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter on the Obligation of Swap Dealers and Major Swap Participants to Provide the Pre-Trade Mid-Market Mark for Certain Foreign Exchange Transactions
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a…