Proposed SBS Position Reporting: 3 Risks to Firms and the Markets
Three capital markets trade associations – including the Securities Industry and Financial Markets Association (SIFMA), have shared…
Commentary
Why the Euribor benchmark underwrites liquidity in times of market stress
Insight shared from the ICE Interest Rates Team When macro-economic events send tremors through global markets, investors…
Tech-Savvy Compliance Pros Have Abundant Career Opportunities
Joseph Schifano, Global Head of Regulatory Affairs at Eventus, recently appeared on the DerivSource podcast ‘Living the Trade Lifecycle’ –…
UPI Update: How is Implementation Progressing?
Implementation of the Unique Product Identifier (UPI), which identifies OTC derivatives products for derivatives trade reporting, is…
Derivatives Market Structure – Where is the Optimisation?
Waves of regulation in recent years have fundamentally changed the derivatives landscape and driven increased automation. In…
For Some Prime Brokers, DCO Registration Looms Large
Compliance in Focus is a content series on regulatory topics for financial markets and the challenges compliance officers…
TMX Going Global: Making its Mark Beyond Canada
The Montreal Exchange has global ambitions. In a DerivSource profile, Lynn Strongin Dodds speaks to Luc Fortin,…
EMIR Refit is Coming: Don’t Underestimate the Scope of the Changes
EMIR Refit will come into effect in 2024 in both the EU and UK and like many…
Modern Trade Surveillance: Smarter, More Flexible Regulatory Technology
Nick Wallis offers views on trade surveillance needs after completing his first year as Managing Director for EMEA…
Dealing in Divergence
With the zero-interest rate era many hikes behind us, a phase of monetary policy divergence means traders…