European Union (EU) securities markets, infrastructures and investors face new risks in the form of high volatility,…
SimCorp, a leading provider of investment management solutions and services to the global financial services industry, today…
Firm joins over 3,000 clients around the world who now leverage ALERT The Depository Trust & Clearing…
Linking both standards to improve transparency and aid risk and exposure management The Association of National Numbering…
Horizon Software (Horizon), the leading global technology provider for electronic trading and investment management, announced today that…
The European Securities and Markets Authority (ESMA) has agreed to renew the prohibition of the marketing, distribution…
SmartStream Technologies, the financial Transaction Lifecycle Management (TLM®) solutions provider, today announced the addition of Quality Assurance…
Catherine Sutcliffe of Moxie Rules explores four main challenges compliance and regulatory professionals face in today’s financial industry….
World’s number 1 source of cryptocurrency data now available to institutions Vela, a leading independent provider…
CME Group, the world’s leading and most diverse derivatives marketplace, will launch Sterling Overnight Index Average (SONIA)…
Control and Patrol Roles: Why it Ain’t Always Easy Being a Compliance Officer
Catherine Sutcliffe of Moxie Rules explores four main challenges compliance and regulatory professionals face in today’s financial industry….