SEC Jointly Proposes Prohibitions and Restrictions on Proprietary Trading
The Securities and Exchange Commission today voted to propose a rule implementing the so-called “Volcker Rule” requirements….
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Optimising Operations for the Buy Side
– How Hedge Funds & Asset Managers are Optimising Operations and Risk Management for Regulatory Compliance to…
Brokers & Execution Platforms Could Face Unfair Competition if Non-discriminatory CCP Access Remains Unclear
Brokers are calling for the language within EMIR around non-discriminatory access to clearing houses to be more…
New SimCorp StrategyLab White Papers State Only Transparency Can Re-Establish Market Confidence
Three new SimCorp StrategyLab white papers provide guidance on how the global investment management industry can move…
CFTC to Hold Open Meeting to Consider Two Final Rules and One Proposed Amendment
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, October 18, 2011,…
SIFMA Statement on the Volcker Rule Proposal
SIFMA today released the following statement from president and ceo Tim Ryan in reaction to the Volcker…
Thomson Reuters Survey Finds Hedge Funds Require Flexible Technology to Meet Regulatory Overhaul
Thomson Reuters today announced the results of a survey on the impact of managing risk and compliance…
NYSE Euronext and Deutsche Boerse Statement on Statement of Objections
Deutsche Boerse AG (XETRA:DB1) and NYSE Euronext (NYSE:NYX) today issued the following statement regarding the issuance…
Average Daily Volume of 12.4 Million Contracts at Eurex Group in September
Eurex Exchange: equity index derivatives with highest growth y-o-y/ Eurex Repo: GC Pooling with new all-time high…
SEC Proposes Rules for Registration of Securities-Based Swap Dealers and Major Security-Based Swap Participants
The Securities and Exchange Commission today voted to propose rules that lay out the process by which…