Event Sponsored by SunGard
In this Webinar, experts explain the impact of regulation on data management and explore how financial institutions can improve operations to comply with new rules
The passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act ushers new regulation that will impact the way brokerage firms manage data and report to regulators. These new rules, which aim to strengthen market transparency and oversight, requires firms to collect a greater variety and amount of data to be reported to regulators in real-time and on an end-of-day basis. The collection of this data will require coordination of multiple (often incompatible) systems, and the data needs to also be cross-referenced, which itself is a huge undertaking.
In an interactive Webinar, a panel of experts will clarify the requirements of Dodd-Frank rules including new data and reporting requirements of the Office of Financial Research (OFR), the Ownership Control Reporting Rule (OCR), and to support the new real-time speculative reporting limits. The panel will also explore how financial institutions can improve data management operations and technology to comply with the Dodd-Frank rules and prepare for more regulation that will soon be introduced by other jurisdictions, including in Europe and Asia.
Webinar attendees will gain valuable insight into how to scale up operations, technology and business processes to support the data management and reporting capabilities it will need to keep ahead of the market as it continues to evolve.
The panel will discussion some of the following topics:
• What is the Ownership Control Reporting Rule (OCR) and what are the data and reporting requirements?
• What is the Office of Financial Research (OFR) and what are the data and reporting requirements?
• What are the implications of new regulation on intraday monitoring requirements?
• What are the implications of new real-time reporting requirements and to support examination of speculative reporting limits specifically?
• What are the overall extended data requirements and how will this affect data warehousing processes? How much historical data will firm have to hold and manage to support new reporting requirements?
• How can technology help improve the compliance with any of the new data or reporting requirements?
• How can firms build a ‘future proof’ data management infrastructure which is capable of meeting current and future regulatory requirements across the globe?
A Q&A session with the audience will be held after the roundtable discussion to allow for interaction between the panel and attendees.
Please join this complimentary Webinar to learn about the data challenges of regulatory readiness in today and tomorrow’s financial industry.
Speakers to be announced shortly. Register now!
