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ESMA Consults on Draft Guidelines Specifying Criteria for the Assessment of Knowledge and Competence in MiFID II

Julia Schieffer

Julia Schieffer

on April 23, 2015
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The European Securities and Markets Authority launched today a consultation on draft guidelines specifying criteria for the assessment of knowledge and competence of natural persons in investment firms that provide investment advice or information about financial instruments, investment services or ancillary services to clients.

More information via press release: https://www.esma.europa.eu/news/ESMA-consults-draft-guidelines-specifying-criteria-assessment-knowledge-and-competence-MiFID-II?t=326&o=home

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Julia Schieffer

Julia Schieffer

Editor

Julia Schieffer is the Founder & Editor of DerivSource.com, a leading online information source for OTC derivatives and post-trade professionals. A seasoned journalist, Julia specialises in OTC derivatives pre- and post-trade operations, technology (fintech/regtech), risk management and regulation....

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