The U.S. Commodity Futures Trading Commission’s (Commission) Division of Swap Dealer and Intermediary Oversight (Division) today issued a no-action letter to futures commission merchants, swap dealers and major swap participants (collectively, registrants) that provides relief from certain requirements under Regulation 3.3(f), which requires registrants to give the Commission their CCO annual report not more than 60 days after the end of their fiscal year.
More information via press release: http://www.cftc.gov/PressRoom/PressReleases/pr7144-15
