What has to be done in order to meet new regulatory requirements?
The extension of reporting requirements, the introduction of new reportable products and a number of other developments are increasing the complexity and breadth of trade and transaction reporting. New reporting requirements driven by EMIR, MiFIR and shortly the SFTR will underline the importance of having a clear and rapidly identifiable list of reportable instruments and addressing regulatory reporting requirements holistically.
At this conference speakers from ESMA, FCA and a number of major banks will discuss the operational and system changes required to meet new regulatory requirements affecting trade and transaction reporting.
Speakers include:
- Ana Fernandes, Technical Specialist / Market Monitoring Department / Market Oversight Division, FCA
- Olga Petrenko, Market Integrity, Markets Division, European Securities and Markets Authority (ESMA)
- David Nowell, Head of Regulatory Compliance and Industry Relations, UnaVista, LSEG
- Winnie Man, Executive Director, Regulatory Change, JP Morgan
- Matthew Vincent, Head of UK Regulatory Transaction Reporting, Credit Suisse
- James Brown, Compliance Director, UBS
Full details and booking: https://www.bba.org.uk/event/capital-markets-post-trade/trade-and-transaction-reporting-conference/
