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CFTC Staff Issues Time-Limited No-Action Relief from Certain Recordkeeping Requirements under Commission Regulation 1.35(a)

Julia Schieffer

Julia Schieffer

on December 16, 2014
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The U.S. Commodity Futures Trading Commission’s (CFTC or Commission) Division of Swap Dealer and Intermediary Oversight and Division of Market Oversight today issued a no-action letter providing relief from certain recordkeeping requirements under Commission Regulation 1.35(a).

More information via press release: http://www.cftc.gov/PressRoom/PressReleases/pr7079-14

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Julia Schieffer

Julia Schieffer

Editor

Julia Schieffer is the Founder & Editor of DerivSource.com, a leading online information source for OTC derivatives and post-trade professionals. A seasoned journalist, Julia specialises in OTC derivatives pre- and post-trade operations, technology (fintech/regtech), risk management and regulation....

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