Derivsource DerivSource is the source for derivatives, pre- and post-trade operations, regulatory compliance, risk management and technology.

Navigation

CFTC Staff Issues Time-Limited No-Action Letter on the Applicability of Oral Recording Requirements for Certain Members of Designated Contract Markets or Swap Execution Facilities

Julia Schieffer

Julia Schieffer

on April 25, 2014
Share
Tweet
Share

The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight and Division of Market Oversight (Divisions) today issued a time-limited no-action letter that provides relief to commodity trading advisors that are members of designated contract markets or swap execution facilities.

More information via press release: http://www.cftc.gov/PressRoom/PressReleases/pr6915-14

Share
Tweet
Share

Recent Posts

Julia Schieffer

Julia Schieffer

Editor

Julia Schieffer is the Founder & Editor of DerivSource.com, a leading online information source for OTC derivatives and post-trade professionals. A seasoned journalist, Julia specialises in OTC derivatives pre- and post-trade operations, technology (fintech/regtech), risk management and regulation....

More about this author
Comments are closed.

Sign up for
our newsletter

Join our mailing list to receive the monthly e-newsletter and alerts about future events and webinars.

Podcast

Twitter

Upcoming Events

[manual-ad location='ma-home-sidebar'] [manual-ad location='ma-articles-sidebar']