Derivsource DerivSource is the source for derivatives, pre- and post-trade operations, regulatory compliance, risk management and technology.

Navigation

CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Providing Time-Limited Relief for Swap Dealers in Connection with Prime Brokerage Arrangements

Julia Schieffer

Julia Schieffer

on April 30, 2013
Share
Tweet
Share

The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a time-limited no-action letter that provides swap dealers with relief from certain External Business Conduct Standards rules in the context of prime brokerage arrangements.

Details via press release: http://www.cftc.gov/PressRoom/PressReleases/pr6577-13

Share
Tweet
Share

Recent Posts

Julia Schieffer

Julia Schieffer

Editor

Julia Schieffer is the Founder & Editor of DerivSource.com, a leading online information source for OTC derivatives and post-trade professionals. A seasoned journalist, Julia specialises in OTC derivatives pre- and post-trade operations, technology (fintech/regtech), risk management and regulation....

More about this author
Comments are closed.

Sign up for
our newsletter

Join our mailing list to receive the monthly e-newsletter and alerts about future events and webinars.

Podcast

Twitter

Upcoming Events

View Calendar