The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a no-action letter that provides certain swap dealers with limited relief surrounding the requirement that chief compliance officers of such swap dealers prepare and submit an Annual Report, pursuant to Commission Regulation 3.3.
Full details via press release: http://www.cftc.gov/PressRoom/PressReleases/pr6463-12
