In a DerivSource webinar, a panel of experts will discuss how firms can combine derivatives
regulatory compliance with strategic trade processing to establish a competitive, cost-efficient and
compliant derivatives operation. The panel will also give an update on the finalised regulatory rules
and how to support compliance obligations for both Dodd-Frank and EMIR.
The deadlines to comply with many of the new regulatory rules that will transform the OTC
derivatives market are just around the corner. Financial institutions of all types must look to adjust
front, middle and back office processes to support new regulatory requirements impacting trade
execution, clearing, collateral management and regulatory reporting.
In a DerivSource webinar, industry experts explore how financial institutions can change front, middle
and back office processes to support urgent compliance requirements with OTC derivatives
regulation whilst also taking advantage of opportunities for future growth and profitability. The
audience will hear an update on regulatory rules and most urgent compliance obligations followed by
a discussion of the opportunities in transforming front, middle and back office processes to support
compliance and establish cost savings and revenue growth essential for long-term competitiveness.
The panel will discuss both the regulatory requirements and consequent operational changes
required to ensure compliance for many rules under Dodd-Frank and EMIR that impact the following
areas:
• Execution via organized trading facilities (SEFs & OTFs)
• Basel III requirements for credit counterparty risk management & liquidity management
• Collateral management to support CCP cleared and bilateral swaps
• Regulatory reporting to trade data repositories
The panel will also look at the opportunities for both achieving operational efficiency to improve
scale and reducing operating costs as well as new revenue generating activities including:
· Achieving scale to support rise in volumes related to standardisation
· Selecting the best market infrastructure (i.e. DCO) for margin efficiency
· Reducing operating costs through a cross-asset approach to processing and other automation
opportunities
· New business lines established – such as collateral transformation.
A Q&A session with the audience and panel speakers will be held after the roundtable discussion to
allow for interaction between the panel and attendees. This Q&A session will be moderated by Julia
Schieffer.
Speakers:
-Chris Zingo, EVP, head of Global Sales at Calypso Technology
-Ricardo Martinez, principal in Deloitte & Touche LLP’s Enterprise Risk Services practice
More speakers to be announced shortly.
If you have questions about this webinar please contact the moderator, Julia Schieffer at
julia@derivsource.com
To register: https://deriv.webex.com/deriv/onstage/g.php?t=a&d=959242218
