December 12th 2011; 12 – 2pm EST at SIFMA Conference Center in NY
On Monday, December 12th, the SIFMA Asset Management Group will host a conference on Reporting by Investment Advisers to Private Funds on Form PF. This meeting will be held at SIFMA’S Conference Center at 120 Broadway, NYC. We will explore the requirements, challenges, and solutions to this newly adopted reporting obligation and industry participants will gain a solid understanding of how they can begin compliance.
Beginning in 2012, SEC-registered investment advisers with at least $150 million in private fund assets under management must periodically file a new reporting form (Form PF). These reports will contain information the Commission deems necessary and appropriate in the public interest, for investor protection or for the assessment of systemic risk by the Financial Stability Oversight Council (FSOC).
This new regulation will apply to advisers to Hedge Funds, Liquidity Funds, Registered Money Market Funds, and Private Equity Funds.
Guest Speakers:
James Suglia – KPMG
John Schneider – KPMG
Rabih Ramadi – KPMG
Other speakers to be confirmed
Topics of Discussion:
Information requirements
Implementing solutions for Form PF
Fund scoping
Data capture
Aggregation and calculation
Certification and filing
Addressing key challenges
System build-outs
Ongoing controls and monitoring
Strategic implications
Program questions
Peter Ryan at
pryan@sifma.org
or 212-313-1273.
Registration questions
Laura Cunningham at lcunningham@sifma.org
or 212-313-1144.
Registration fees
$149 for SIFMA members
$175 for non-members
To Register:
https://mbrservices.net/ConferenceRegistration/MeetingRegistration.aspx?meetingid=872
