The staffs of the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) today announced the panelists, a room update and the webcast address for their September 15, 2010, public roundtable to discuss Swap Execution Facilities (“SEFs”) and Security-Based Swap Execution Facilities (“SB SEFs”).
Room Update and Webcast Address
The roundtable will be held in the Multi-Purpose Room (Room L-006) at the SEC Headquarters located at 100 F Street NE, Washington, DC. Members of the public should disregard the room noted in CFTC press release #5889-10 and SEC press release #2010-166 (see related documents). The discussions will be open to the public with seating on a first-come, first-served basis.
Members of the public also may listen by telephone and should be prepared to provide their first name, last name, and affiliation. The roundtable’s agenda and call-in information may be found in CFTC press release #5889-10 and SEC press release #2010-166 (see related documents).
In addition to listening by telephone, members of the public may access a webcast of the roundtable at: www.sec.gov.
Panelists
Panel One:
SEFs and SB SEFs
William De Leon, Global Head of Portfolio Risk Management, PIMCO
Yves P. Denizé, Director & Associate General Counsel, TIAA-CREF
Andrew Downes, Managing Director, UBS Securities LLC
Richard DuFour, Executive Vice President, Chicago Board Options Exchange
Julian Harding, Executive Director, Tradition Brokerage, Chairman, Wholesale Markets Brokers Association Americas
John J. Jeffers, Senior Vice President and General Counsel, OTC Global Holdings
Ben MacDonald, Global Head of Trading, Bloomberg L.P.
Lee Olesky, Chief Executive Officer and Co-founder, Tradeweb
Stephen Semlitz, Managing Director, HESS
Heather Slavkin, Senior Legal Policy Advisor for the Office of Investment, AFL-CIO
Jeff Sprecher, Chairman and Chief Executive Officer, IntercontinentalExchange, Inc.
S. “Vish” Viswanathan, Professor, Fuqua School of Business, Duke University
Panel Two:
Compliance with Core Principles for SEFs and SB SEFs:
Athanassios Diplas, Managing Director and Global Head of Counterparty Management Group, Deutsche Bank
William De Leon, Global Head of Portfolio Risk Management, PIMCO
Yves P. Denizé, Director & Associate General Counsel, TIAA-CREF
Bryan T. Durkin , Chief Operating Officer and Managing Director, Products and Services, CME Group
Julian Harding, Executive Director, Tradition Brokerage, Chairman, Wholesale Markets Brokers Association Americas
Edward S. Knight, Executive Vice President and General Counsel, The NASDAQ OMX Group, Inc.
Michael Masters, President, Masters Capital Management, Americans for Financial Reform
Richard McVey, Chief Executive Officer, MarketAxess
Stephen Semlitz, Managing Director, HESS
S. “Vish” Viswanathan, Professor, Fuqua School of Business, Duke University
Philip Weisberg, Chief Executive Officer, FXall
Brian S. Yelvington, Director – Strategy, Knight Capital Group, Swap and Derivatives Market Association
Last Updated: September 14, 2010
