The Dodd-Frank Act ushers in a new era of regulation for non-US money managers. New US requirements impose universal registration on all advisers, wherever located, to funds, hedge funds and funds of hedge funds, and private equity funds. Gone is the 14 US person exemption from registration. Registration is now based on assets under management. In less than one year, non-US advisers will have to come to grips with US registration or consider exiting the US markets.
Join us in this critical one hour webinar with former SEC lawyer Mark Berman, CEO of CompliGlobe Ltd., and Nathan Greene, a partner at Shearman & Sterling, who will walk you through
· the Private Fund Investment Advisers Registration Act of 2010
· New registration exemptions
· New record keeping and disclosure requirements
· Systemic risk reporting
About CompliGlobe
CompliGlobe provides regulatory, compliance and AML consulting services and advice to investment advisors, hedge funds, investment firms, commercial banks, institutional investors, hedge fund Directors and service providers, regulators and other financial services industry participants.
We are independent and staffed by dedicated, experienced professionals.
Working with you as your trusted partner, we assess your needs and review your proposed activity, confirm a course of action or recommend other options, carry out the necessary research, design and implement your programme, assess effectiveness and propose changes when required. Be it registration or other matters with a regulator, a compliance programme, training activities, advice on M&A activities, company secretarial work or an anti-money laundering programme, we will help you achieve your goals in a time- and cost-effective manner.
