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Regulation

June 9th, 2013 Clarity on SEF Rules Paves Way for Preparation for the New World of Execution

State Street's Tomas Zikas talks to DerivSource about the implications of the recently announced Swap Execution Facility (SEF) rules and how the market can prepare for implementation in the next several months.

Q. The CFTC announced SEF rules May 16th that the market has been digesting since. Can you offer a quick overview of what these newly announced rules mean for SEFs and the industry in general?

April 8th, 2013 Regulation Reality: Category I Clearing Begins

The first deadline for central clearing of certain swaps has passed but category II and III market participants must now gear up for their deadlines.

February 1st, 2013 Differing Opinions on the Futurization of Swaps Are Highlighted at CFTC Roundtable

October 4th, 2012 Tough Times for UK Banks: The Liikanen Group Publishes its Final Report

August 15th, 2012 Q4 in Focus – Compliance Readiness & the Need for Self- Assessment

July 15th, 2012 The Volcker Rule - How to Prepare Ahead of the July 21st Deadline

July 11th, 2012 The Road to Dodd-Frank Compliance: How Will the Energy Derivatives Landscape Change?

June 14th, 2012 Fidessa Helps Market Participants Make Sense of EU Regulation

White paper assesses likely future landscape to help firms stay one step ahead

March 15th, 2012 LEI Usability – the Benefits of this New Standardised Code Comes Down to Aggregation

March 9th, 2012 Weekend Reading & Derivatives News Roundup
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Derivsource Blog

After much anticipation, the CFTC passed final rules on the governance of swap execution facilities (SEFs) including rules on the minimum quotes required and swaps block rules.

Views vary on many elements of the newly approved rules with some industry participants believing the rules to be fair and others very problematic.

 

Regulation Timeline

Keep up with current regulatory reform activities with this reference guide. Derivsource's Derivatives Regulation Timeline