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FINRA

September 20th, 2010 FSA and FINRA Sign Cooperation Agreement

Given the linkages between our markets, it is vital that both regulators cooperate closely with each other

The Financial Services Authority (FSA) and the US Financial Industry Regulatory Authority (FINRA) have entered into a Memorandum of Understanding (MOU) to support more robust cooperation between the two regulators.
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Derivsource Blog

SEF Rules Passed by CFTC this Week

After much anticipation, the CFTC passed final rules on the governance of swap execution facilities (SEFs) including rules on the minimum quotes required and swaps block rules.

Views vary on many elements of the newly approved rules with some industry participants believing the rules to be fair and others very problematic.

DerivSource Blog

 

Regulation Timeline

Keep up with current regulatory reform activities with this reference guide. Derivsource's Derivatives Regulation Timeline